-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROKnVJkJWmpwchn0XEAJcM28O1meREH+VlFMYsMx4bCiGKgnpTzPkCXgYrTO4xuk y5tnKOHaX+Sj4eYqc3Sp8g== 0000935836-99-000158.txt : 19990430 0000935836-99-000158.hdr.sgml : 19990430 ACCESSION NUMBER: 0000935836-99-000158 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALTY INFORMATION GROUP INC CENTRAL INDEX KEY: 0001057352 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 521543845 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-54369 FILM NUMBER: 99604154 BUSINESS ADDRESS: STREET 1: 7475 WISCONSIN AVE. CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012158300 MAIL ADDRESS: STREET 1: 4600 EAST WEST HWY CITY: BETHESDA STATE: MD ZIP: 20814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909450 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 50 OSGOOD PLACE PENTHOUSE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4159811039 MAIL ADDRESS: STREET 1: 50 OSGOOD PLACE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER COMPANY: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19951108 FORMER COMPANY: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19930720 SC 13D 1 [1] OMB APPROVAL OMB Number:3235-0145 Expires: December 31, 1997 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. *) * Realty Information Group Inc. * - ---------------------------------------------------------------- Common Stock * 75612B107 * Elizabeth D. Giorgis Gruber and McBaine Capital Management 50 Osgood Place, Penthouse San Francisco, CA 94133 (415) 981-2101 - ---------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) * March 24, 1999 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 (12-91) [2] SCHEDULE 13D CUSIP No. 75612B107 Page 2 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON GRUBER & McBAINE CAPITAL MANAGEMENT, L.L.C. - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 411,600 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 - -------------------------------------------------- SHARED DISPOSITIVE POWER 411,600 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 411,600 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.21 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. [3] SCHEDULE 13D CUSIP No. 75612B107 Page 3 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON JON D. GRUBER - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* AF, PF - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 60,400 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 411,600 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 60,400 - -------------------------------------------------- SHARED DISPOSITIVE POWER 411,600 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 472,000 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.82 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. [4] SCHEDULE 13D CUSIP No. 75612B107 Page 4 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON J. PATTERSON McBAINE - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* AF, PF - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 22,700 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 411,600 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 22,700 - -------------------------------------------------- SHARED DISPOSITIVE POWER 411,600 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 434,300 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.44 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. [5] SCHEDULE 13D CUSIP No. 75612B107 Page 5 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON LAGUNITAS PARTNERS, A California Limited Partnership - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 191,200 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 - -------------------------------------------------- SHARED DISPOSITIVE POWER 191,200 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 191,200 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.95 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. [6] SCHEDULE 13D CUSIP No. 75612B107 Page 6 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON GMJ INVESTMENTS, A California Limited Partnership - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 2,500 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 - -------------------------------------------------- SHARED DISPOSITIVE POWER 2,500 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,500 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. [7] SCHEDULE 13D CUSIP No. 75612B107 Page 7 of 16 Pages - ---------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON THOMAS O. LLOYD-BUTLER - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)/ / - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 500 BENEFICIALLY -------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 411,600 REPORTING ------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 500 - -------------------------------------------------- SHARED DISPOSITIVE POWER 411,600 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 412,100 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.21 - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. 75612B107 Page 8 of 16 Pages ITEM 1. SECURITY AND ISSUER. This statement relates to shares of Common Stock (the "Stock") of Realty Information Group Inc. ("RIGX"). The principal executive office of RIGX is located at 7475 Wisconsin Avenue, Bethesda, MD 20814. ITEM 2. IDENTITY AND BACKGROUND. The persons filing this statement and the persons enumerated in Instruction C of Schedule 13D and, where applicable, their respective places of organization, general partners, directors, executive officers and controlling persons, and the information regarding them, are as follows: (a) Gruber and McBaine Capital Management, L.L.C. (LLC); Jon D. Gruber (Gruber); J. Patterson McBaine (McBaine); Thomas O. Lloyd- Butler (TLB); Lagunitas Partners, L.P., a California limited partnership (Lag); GMJ Investments, L.P., a California limited partnership (GMJ). (b) The business address of LLC, Gruber, McBaine, TLB, Lag and GMJ is 50 Osgood Place, Penthouse, San Francisco, CA 94133. (c) LLC is an investment adviser. Gruber and McBaine are the Managers of LLC and TLB is a member of LLC. Lag and GMJ are investment limited partnerships. LLC is the general partner of Lag and GMJ. (d) During the last five years, none of such persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of such persons was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) All such persons are citizens of the United States of America. SCHEDULE 13D CUSIP No. 75612B107 Page 9 of 16 Pages ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. The source and amount of funds used in purchasing the Stock were as follows: Purchaser Source of Funds Amount LLC Capital Under Management $2,383,604 Gruber Personal Funds $712,576 McBaine Personal Funds $345,100 TLB Personal Funds $4,650 Lag Working Capital $2,287,473 GMJ Working Capital $25,153 ITEM 4. PURPOSE OF TRANSACTION. The sole purpose of the purchase of the Stock reported herein was and is for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The beneficial ownership of the Stock of the persons named in Item 2 of this statement is as follows at the date hereof: Aggregate Beneficially Owned Voting Power Dispositive Power Name Number Percent Sole Shared Sole Shared Lag 191,200 1.95 0 191,200 0 191,200 LLC 411,600 4.21 0 411,600 0 411,600 GMJ 2,500 0.03 0 2,500 0 2,500 Gruber472,000 4.82 60,400 411,600 60,400 411,600 McBaine434,300 4.44 22,700 411,600 22,700 411,600 TLB 412,100 4.21 500 411,600 500 411,600 The persons filing this statement effected the following transactions in the Stock on the dates indicated, and such transactions are the only transactions in the Stock by the persons filing this statement since July 1, 1998: SCHEDULE 13D CUSIP No. 75612B107 Page 10 of 16 Pages Purchase Number Price Broker Name or Sale Date of Shares Per Share Used Lag P 7/1/98 3500 9.17 ALLN Gruber P 7/1/98 5500 9.17 ALLN LLC P 7/1/98 36000 9.17 ALLN Lag P 7/1/98 6000 9.22 NEED Gruber P 7/1/98 1000 9.22 NEED LLC P 7/1/98 15000 9.22 NEED Lag P 7/1/98 17500 9.00 NEED LLC P 7/1/98 12500 9.00 NEED Gruber P 7/1/98 2000 9.30 INCA LLC P 7/1/98 1000 9.30 INCA LLC P 7/1/98 1500 9.30 MONT TLB P 7/1/98 500 9.30 MONT Lag P 7/20/98 5500 10.25 NEED LLC P 7/20/98 4500 10.25 NEED LLC P 7/20/98 2500 10.19 INCA GMJ P 7/20/98 1500 10.19 INCA Lag P 7/21/98 4000 10.19 NEED McBaine P 7/21/98 1000 10.19 NEED LLC P 7/21/98 5000 10.19 SLKC LLC P 7/21/98 300 10.30 MONT Lag P 7/22/98 4000 10.25 AGED McBaine P 7/22/98 500 10.25 AGED LLC P 7/22/98 1500 10.25 AGED Gruber P 7/22/98 1000 10.19 SLKC LLC P 7/22/98 4000 10.19 SLKC Lag P 7/29/98 3000 9.62 INCA LLC P 7/29/98 2000 9.62 INCA LLC P 7/29/98 3000 9.88 HRZG GMJ P 7/29/98 1000 9.88 HRZG Gruber P 7/29/98 1000 9.88 HRZG Lag P 7/30/98 6000 10.38 NEED Gruber P 7/30/98 1000 10.38 NEED LLC P 7/30/98 2500 10.38 NEED McBaine P 7/30/98 500 10.38 NEED Lag P 8/5/98 3000 9.88 SLKC Gruber P 8/5/98 2000 9.88 SLKC Lag P 8/6/98 5000 9.59 SLKC Gruber P 8/6/98 2500 9.59 SLKC LLC P 8/6/98 2500 9.59 SLKC Lag P 8/12/98 3500 9.13 HRZG Gruber P 8/12/98 1000 9.13 HRZG McBaine P 8/12/98 500 9.13 HRZG Lag P 8/17/98 2000 8.81 INCA Gruber P 8/17/98 1000 8.81 INCA LLC P 8/17/98 1500 8.81 INCA Lag P 8/18/98 3500 8.81 SLKC Gruber P 8/18/98 1000 8.81 SLKC McBaine P 8/18/98 500 8.81 SLKC Lag P 8/20/98 1500 8.44 INCA Lag P 8/25/98 2500 8.38 HRZG Lag P 8/26/98 3500 7.98 INCA SCHEDULE 13D CUSIP No. 75612B107 Page 11 of 16 Pages Gruber P 8/26/98 1000 7.98 INCA Lag P 8/27/98 3500 7.19 NEED Gruber P 8/27/98 1000 7.19 NEED LLC P 8/27/98 2500 7.19 NEED LLC P 8/27/98 300 7.30 MONT Lag P 9/1/98 5000 6.63 HRZG LLC P 9/1/98 4000 6.63 HRZG Gruber P 9/1/98 1000 6.63 HRZG Lag P 9/9/98 2000 6.31 ALLN LLC P 9/9/98 5000 6.31 ALLN Gruber P 9/9/98 3000 6.31 ALLN Lag P 9/11/98 2000 5.69 NEED Gruber P 9/11/98 1000 5.69 NEED LLC P 9/11/98 2000 5.69 NEED LLC P 9/18/98 400 6.80 MONT LLC P 9/23/98 500 7.56 INCA Gruber P 9/23/98 1000 7.56 INCA Lag P 9/23/98 3500 8.09 SLKC LLC P 9/23/98 1500 8.09 SLKC LLC P 9/23/98 7000 7.63 NEED Gruber P 9/23/98 1500 7.63 NEED Lag P 9/24/98 3000 8.13 SLKC LLC P 9/24/98 1500 8.13 SLKC Gruber P 9/24/98 500 8.13 SLKC Lag P 9/29/98 2500 8.00 SLKC Lag P 10/2/98 2500 7.63 SLKC Lag P 10/6/98 3000 7.50 INCA Lag P 10/7/98 1000 6.94 INCA Lag P 10/16/98 2000 6.88 SLKC LLC P 10/16/98 2600 6.88 SLKC Lag P 10/23/98 9000 7.00 NEED McBaine P 10/23/98 1500 7.00 NEED LLC P 10/23/98 6900 7.00 NEED LLC P 10/23/98 1000 7.63 SLKC Gruber P 10/23/98 4000 7.63 SLKC LLC P 10/26/98 5000 8.06 SLKC LLC P 10/27/98 2000 8.19 INCA Lag P 10/28/98 1500 8.06 NEED LLC P 10/28/98 1500 8.06 NEED McBaine P 10/28/98 500 8.06 NEED LLC P 10/29/98 2500 8.13 ALLN Gruber P 10/29/98 1000 8.13 ALLN LLC P 11/9/98 2500 9.06 AGED Gruber P 11/10/98 500 9.13 SLKC LLC P 11/12/98 1800 9.00 AGED McBaine P 11/12/98 200 9.00 AGED LLC P 11/13/98 6500 9.03 ALLN Gruber P 11/13/98 2500 9.03 ALLN McBaine P 11/13/98 1000 9.03 ALLN LLC P 11/17/98 4000 8.53 AGED Gruber P 11/17/98 2500 8.53 AGED McBaine P 11/17/98 500 8.53 AGED Lag P 11/18/98 2000 8.34 HRZG McBaine P 11/18/98 1000 8.34 HRZG LLC P 11/18/98 2000 8.34 HRZG SCHEDULE 13D CUSIP No. 75612B107 Page 12 of 16 Pages Lag P 11/19/98 1500 8.31 HRZG Gruber P 11/19/98 1000 8.31 HRZG Gruber P 11/25/98 1500 8.69 HRZG LLC P 11/25/98 2000 8.69 HRZG McBaine P 11/25/98 2000 8.69 HRZG Lag P 12/3/98 4500 8.31 HRZG LLC P 12/3/98 7000 8.31 HRZG McBaine P 12/3/98 1000 8.31 HRZG LLC P 12/4/98 1500 9.13 SLKC LLC P 12/10/98 5000 8.81 NEED Gruber P 12/10/98 1000 8.81 NEED Lag P 12/11/98 2500 8.81 SLKC LLC P 12/11/98 2000 8.81 SLKC McBaine P 12/11/98 500 8.81 SLKC Lag P 12/15/98 5000 8.90 NEED Gruber P 12/15/98 1000 8.90 NEED LLC P 12/15/98 1500 8.90 NEED Lag P 12/16/98 2000 9.19 INCA LLC P 12/16/98 1100 9.19 INCA McBaine P 12/16/98 400 9.19 INCA Gruber P 12/16/98 1000 9.19 INCA LLC P 12/16/98 3000 10.54 BEST Lag P 12/28/98 4500 12.46 INCA McBaine P 12/28/98 500 12.46 INCA LLC P 12/28/98 1000 12.75 HRZG Gruber P 12/28/98 500 12.75 HRZG Lag P 12/29/98 3500 12.00 INCA Lag P 1/5/99 3000 13.20 INCA McBaine P 1/5/99 500 13.20 INCA Lag P 1/6/99 5000 14.83 SLKC Gruber P 1/6/99 1000 14.83 SLKC McBaine P 1/6/99 500 14.83 SLKC Lag P 1/13/99 3000 18.25 HRZG Gruber P 1/13/99 1000 18.25 HRZG LLC P 1/13/99 1000 18.25 HRZG Lag P 2/2/99 1800 22.14 INCA Gruber P 2/4/99 800 23.13 HRZG Lag P 2/9/99 2000 22.94 INCA Gruber P 2/9/99 500 22.94 INCA LLC P 2/10/99 500 22.06 INCA Lag P 2/11/99 2900 22.13 INCA LLC P 2/12/99 1500 21.19 INCA Lag P 2/12/99 5000 21.19 INCA Gruber P 2/12/99 1000 21.19 INCA Lag P 2/18/99 2500 19.81 INCA Lag P 2/22/99 4000 19.87 INCA LLC P 2/22/99 1000 19.87 INCA LLC P 2/22/99 500 19.31 NEED Gruber P 2/22/99 500 19.31 NEED Lag P 3/4/99 2000 20.00 HRZG LLC P 3/10/99 3500 20.06 NEED McBaine P 3/10/99 500 20.06 NEED Gruber P 3/10/99 1000 10.06 NEED Lag P 3/11/98 2500 20.06 NEED LLC P 3/11/98 6000 20.13 HRZG SCHEDULE 13D CUSIP No. 75612B107 Page 13 of 16 Pages McBaine P 3/11/98 500 20.13 HRZG Lag P 3/16/99 2000 21.47 BEST Gruber P 3/16/99 1000 21.47 BEST McBaine P 3/16/99 500 21.47 BEST LLC P 3/18/99 1500 22.92 HMQT McBaine P 3/18/99 200 22.92 HMQT Lag P 3/19/99 10000 24.24 HMQT Gruber P 3/19/99 4000 24.24 HMQT LLC P 3/19/99 6300 24.24 HMQT McBaine P 3/19/99 2200 24.24 HMQT LLC P 3/19/99 1500 24.06 MONT McBaine P 3/19/99 3500 24.06 MONT McBaine P 3/19/99 400 24.24 INCA LLC P 3/19/99 4600 24.24 INCA LLC P 3/22/99 500 23.80 INCA Lag P 3/23/99 200 22.05 INCA Lag P 3/24/99 4000 21.94 HMQT LLC P 3/24/99 2600 21.94 HMQT Gruber P 3/24/99 1200 21.94 HMQT McBaine P 3/24/99 800 21.94 HMQT LLC P 3/24/99 2500 21.88 ALLN McBaine P 3/24/99 500 21.88 ALLN Gruber P 3/24/99 2000 21.88 ALLN Gruber P 3/24/99 900 21.96 INCA LLC P 3/24/99 1000 21.96 INCA Lag P 3/25/99 1300 23.80 INCA LLC P 3/29/99 1000 25.00 NEED McBaine P 3/29/99 500 25.00 NEED [Key to brokers used:] AGED AG Edwards ALLN Allen & Co BEST Bear Stearns HMQT Hambrecht & Quist HRZG Herzog Heine Geduld INCA Instinet MONT NationsBanc Montgomery Securities NEED Needham SLKC Spear Leeds Kellogg SCHEDULE 13D CUSIP No. 75612B107 Page 14 of 16 Pages ITEM. 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. LLC is the general partner of Lag and GMJ, pursuant to limited partnership agreements. These agreements provide to the general partner the authority, among other things, to invest the funds of GMJ and Lag in the Stock, to vote and dispose of those securities and to file this statement on behalf of GMJ and Lag. Also pursuant to those limited partnership agreements, LLC is entitled to fees based on assets under management and realized and unrealized gains, if certain conditions are met. Pursuant to investment management agreements, LLC is authorized, among other things, to invest funds of its various investment advisory clients, and to vote and dispose of those securities. Such investment management agreements may be terminated by either party on thirty days' notice, and provide for fees payable to LLC based on assets under management and realized and unrealized gains, if certain conditions are met. Pursuant to authority granted to LLC orally and under a Power of Attorney, LLC is authorized, among other things, to invest funds of various relatives and affiliates of Gruber and McBaine. Such authority may be terminated at any time on notice and there are no fees payable to LLC for those services. SCHEDULE 13D CUSIP No. 75612B107 Page 15 of 16 Pages ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. A. Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G (previously filed). SIGNATURES After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct. DATED: April 27, 1999 Jon D. Gruber J. Patterson McBaine Thomas O. Lloyd-Butler Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager GMJ Investments, L.P., by Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager Lagunitas Partners, L.P., by Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager SCHEDULE 13D CUSIP No. 75612B107 Page 16 of 16 Pages EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of securities of RIGX. For that purpose, the undersigned hereby constitute and appoint Gruber & McBaine Capital Management, L.L.C., as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present. DATED: April 27, 1999. Jon D. Gruber J. Patterson McBaine Thomas O. Lloyd-Butler Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager GMJ Investments, L.P., by Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager Lagunitas Partners, L.P., by Gruber and McBaine Capital Management, L.L.C., by J. Patterson McBaine, Manager CSR\2217\006\1042915.01 4/29/1999 9:54 -----END PRIVACY-ENHANCED MESSAGE-----